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Grievance Handling

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Data for the month ending :

Sr. No. Received from Pending at the end of last month Received Resolved Total Pending Pending complaints > 3 months Average Resolution time (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

Data for the month ending :

Sr. No. 1 2 3
Received from Directly from Investors SEBI (SCORES) Other Sources (if any) Grand Total
Pending at the end of last month 0 0 0 0
Received 0 0 0 0
Resolved 0 0 0 0
Total Pending 0 0 0 0
Pending complaints > 3 months 0 0 0 0
Average Resolution time (in days) 0 0 0 0

Trend of monthly disposal of complaints :

Sr. No. Month Carried forward Received Resolved Pending
1 April - June, 21 0 0 0 0
2 July - September, 21 0 0 0 0
3 October - December,21 0 0 0 0
4 January - May, 22 0 0 0 0
Grand Total 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of monthly disposal of complaints :

Sr. No. 1 2 3 4
Month April - June, 21 July - September, 21 October - December,21 January - May, 22 Grand Total
Carried forward 0 0 0 0 0
Received 0 0 0 0 0
Resolved 0 0 0 0 0
Pending 0 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints :

Sr. No. Year Carried forward from previous year Received Resolved Pending
1 2018 - 19 8 8 8 0
2 2019 - 20 0 0 0 0
3 2020 - 21 0 0 0 0
4 2021 - 22 0 0 0 0
Grand Total 8 8 8 0

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Trend of annual disposal of complaints :

Sr. No. 1 2 3 4
Year 2018 - 19 2019 - 20 2020 - 21 2021 - 22 Grand Total
Carried forward from previous year 8 0 0 0 8
Received 8 0 0 0 8
Resolved 8 0 0 0 8
Pending 0 0 0 0 0

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

Sr. No. Financial Year Compliance Audit Status Remarks, If any
1 FY 2020-21 Conducted
2 FY 2021-22 In-progress

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

Sr. No. 1 2
Financial Year FY 2020-21 FY 2021-22
Compliance Audit Status Conducted In-progress
Remarks, If any