- SEBI Registration: INA000019707
Grievance Handling
We believe that transparency is needed to create trust.
Data for the month of January 2025 ending:
| Sr. No. | Received from | Pending at the end of last month | Received | Resolved | Total Pending | Pending complaints > 3 months | Average Resolution time (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
#Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
| Sr. No. | 1 | 2 | 3 | |
| Received from | Directly from Investors | SEBI (SCORES) | Other Sources (if any) | Grand Total |
| Pending at the end of last month | 0 | 0 | 0 | 0 |
| Received | 0 | 0 | 0 | 0 |
| Resolved | 0 | 0 | 0 | 0 |
| Total Pending | 0 | 0 | 0 | 0 |
| Pending complaints > 3 months | 0 | 0 | 0 | 0 |
| Average Resolution time (in days) | 0 | 0 | 0 | 0 |
#Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints :
| Sr. No. | Month | Carried forward | Received | Resolved | Pending |
|---|---|---|---|---|---|
| 1 | December 2024 | 0 | 0 | 0 | 0 |
| 2 | January 2025 | 0 | 0 | 0 | 0 |
| 3 | February 2025 | 0 | 0 | 0 | 0 |
| 4 | March 2025 | 0 | 0 | 0 | 0 |
| 5 | April 2025 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
| Sr. No. | 1 | 2 | 3 | 4 | 5 | |
| Month | December 2024 | January 2025 | February 2025 | March 2025 | April 2025 | Grand Total |
| Carried forward | 0 | 0 | 0 | 0 | 0 | 0 |
| Received | 0 | 0 | 0 | 0 | 0 | 0 |
| Resolved | 0 | 0 | 0 | 0 | 0 | 0 |
| Pending | 0 | 0 | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last financial years are as under :
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1 | FY 2023-24 | Not Conducted | IA got its registration on 6th December 2024, and hence the Audit for FY 23-24 is not applicable |
| 2 | FY 2024-25 | Not Conducted |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
| Sr. No. | 1 | 2 |
| Financial Year | FY 2023-24 | FY 2024-25 |
| Compliance Audit Status | Not Conducted | Not Conducted |
| Remarks, If any | IA got its registration on 6th December 2024, and hence the Audit for FY 23-24 is not applicable |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.